Compliance Manager-Asset Management

The Compliance Manager-Asset Management is responsible for the department's daily activities and ensures requirements are fulfilled, as required by Firm policies or regulatory rules. In addition to the management level department duties, the manager trains and advises the staff and oversees their work for completion of assigned duties. The Compliance Manager will report to the Chief Compliance Officer of Asset Management. Stifel's asset management affiliates provide investment management and services to institutions and individuals over a variety of asset classes.

Our asset management affiliates employ a diverse range of active...