Senior Compliance Manager

WHO are we looking for?

CAPTRUST is seeking a Senior Compliance Manager to join our Compliance Team. The Senior Compliance Manager will be responsible for a variety of key enterprise compliance and broker-dealer supervisory processes and procedures required by regulation and assist in regulatory risk mitigation. This position requires the individual to be able to work independently, assess information both conceptually and analytically as well as providing insight and guidance to improve/enhance our regulatory compliance program. The ideal candidate will have the ability to operate effectively in evolving environments while balancing regulatory requirements with business...